Volume 11-1

Sarbanes-Oxley Section 307 Domestically and Abroad: Will Section 307 Lead to International Change?

BY SCOTT H. MOLLETT The enactment of the Sarbanes-Oxley Act (the “Act”) was a seminal event in American securities regulation. Prompted by the spectacular collapse of Enron and other corporate scandals, the Act further developed the United States shareholder-oriented corporate governance mechanisms: a more independent, accountable board, and more technical […]

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Injured Investors are Without a Private Right of Action Against Aiders and Abettors of Primary Actors Where the Investors Did Not Rely on the Secondary Actors…

BY DENNIS HOUGH The Supreme Court of the United States affirmed the judgment of the Court of Appeals for the Eighth Circuit by denying an injured investor‘s private right of action against aiders and abettors of the primary actor because the investor did not rely on the secondary actors‘ actions. […]

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