IMPACT OF THE DODD-FRANK AND REGISTRATION ACTS OF 2010 ON INVESTMENT ADVISERS

BY JAMES F. KOEHLER, ESQ. AND P. WESLEY LAMBERT, ESQ.

On July 21, 2010, the President signed into law the most sweeping piece of financial reform legislation experienced by this country since the Great Depression. This legislation, titled the Dodd-Frank Wall Street Reform and Consumer Protection Act1 (the “Dodd-Frank Act”) contains over two thousand pages of legislation ostensibly designed to…
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